Compliance Officer (Fintech)

Company: York Towers –

WebSite: Riyadh, Saudi Arabia

Job Description:**Subject: Compliance Officer Position – Regulated FinTech Platform**

York Holding Group, a diversified investment and development entity with interests in real estate, technology, and financial innovation, seeks a Compliance Officer for its regulated FinTech platform. This platform revolutionizes real estate investment through tokenization and fractional ownership, connecting investors with vetted, income-generating opportunities by integrating traditional real estate security with FinTech advancements.

As the company prepares for operational launch by mid-next year, it is assembling a highly qualified team to spearhead the region’s transition towards digital, transparent, and compliant real estate investment solutions.

**Position Summary:**

The Compliance Officer will be responsible for the design, implementation, and oversight of the company’s compliance framework, ensuring adherence to regulations stipulated by the Capital Market Authority (CMA), the Saudi Arabian Monetary Authority (SAMA), and Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) directives. This role, based in Riyadh, Saudi Arabia, will serve as the primary point of contact with regulatory authorities.

**Key Responsibilities:**

* Develop and maintain comprehensive compliance policies, frameworks, and manuals.
* Serve as the principal liaison with the CMA for inspections, inquiries, and required filings.
* Conduct internal reviews, AML audits, and prepare regulatory reports.
* Provide training to staff on ethical conduct, AML protocols, and compliance obligations.
* Report any compliance breaches directly to the Board of Directors and the CMA.
* Ensure the company’s readiness for CMA licensing and FinTech Lab approval processes.

**Regulatory & CMA Compliance:**

* Fulfill the role of Controlled Function – Compliance Officer as defined under CMA Authorized Persons Regulations (APR).
* Ensure strict adherence to AML Laws, FinTech Lab Standards, and Authorized Persons Regulations.
* Maintain a current understanding of CMA circulars, directives, and enforcement practices.

**Qualifications & Experience:**

* Bachelor’s degree in Law, Finance, or Business; ICA certification preferred.
* Minimum of five (5) years of experience in compliance, legal, or audit roles within the financial services or FinTech sectors.
* Demonstrated expertise in CMA and SAMA regulatory frameworks.
* Exceptional reporting and communication skills.

**Required Certifications:**

CME-1B, CME-2A, and CME-2B certifications are required; however, exemptions may apply for holders of the ICA Advanced Certificate. The company will sponsor the attainment of required CMA certifications, as mandated, prior to licensing, if necessary.

**Reporting Structure:**

The Compliance Officer will report functionally to the Board of Directors and administratively to the Chief Executive Officer (CEO).

**Work Location:**

Riyadh, Saudi Arabia.

Skills: