Compliance manager (CAMS)

Job Description

Compliance manager (CAMS Mandate)

We are seeking a highly motivated and experienced Compliance Officer with a strong background in fintech to join our team. The ideal candidate will have a deep understanding of the regulatory environment surrounding fintech and will be responsible for ensuring our company is compliant with all relevant laws and regulations.


·       Develop and implement compliance policies and procedures for the company’s fintech products and services.

·       Monitor and review regulatory changes and updates and advise the company on necessary changes to ensure ongoing compliance.

·       Conduct compliance risk assessments to identify potential risks and areas of non-compliance and develop strategies to mitigate those risks.

·       Provide guidance and training to company employees on compliance policies and procedures.

·       Serve as the primary point of contact for regulatory agencies and manage regulatory examinations and audits.

·       Collaborate with other departments, such as Legal and Risk Management, to ensure compliance is incorporated into all aspects of the company’s operations.

·       Ensure that customer complaints and concerns related to compliance are addressed and resolved in a timely and efficient manner.

·       Work with third-party service providers and vendors to ensure their compliance with applicable laws and regulations.

·       Prepare and submit compliance reports to senior management and the board of directors as required.


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